Evaluation of flash drought under the impact of heat wave events in southwestern Germany.

Flash droughts are a recently recognised type of extreme drought defined by the rapid onset and strong intensification of drought conditions. Our understanding of flash drought processes under the influence of heat waves needs to be improved in the context of global warming. Here, we applied a physically based hydrological model, i.e., TRAnspiration and INterception (TRAIN) model to simulate root zone soil moisture (RZSM) and evapotranspiration (ET) with daily time steps and at a 1 × 1 km resolution to identify and assess flash droughts. Two states, Baden-Württemberg (BW) and Rhineland-Palatinate (RP), located in southwestern Germany, were selected as the study areas. Three datasets, the Global Land Evaporation Amsterdam Model (GLEAM) dataset, ERA5-Land (land component of the fifth generation of European ReAnalysis) dataset, and SMAP-L4 (Soil Moisture Active Passive Level-4) dataset, were selected to evaluate the TRAIN simulated RZSM and ET from 1961 to 2016. The results show that the simulated RZSM had the highest correlation with the ERA5-Land products, followed by SMAP-L4 and GLEAM, with regional average correlation coefficients (CC) of 0.765, 0.762, and 0.746, respectively. The CC of the TRAIN simulated ET with ERA5-Land and GLEAM ET were 0.828 and 0.803, respectively. The results of the trend analyses showed a significant increase (p < 0.05) in the number of flash droughts and heat waves in both the BW and RP states. A comparative analysis revealed that the mean duration and onset speed of flash droughts in BW (RP) without heat waves were 10.42 (10.67) pentads and 19.69th percentile/pentad (17.16th percentile/pentad), respectively, while associated with heat waves they were 8.95 (9.53) pentads and 21.77th percentile/pentad (19.91th percentile/pentad), respectively. This indicates that flash droughts under the influence of heat waves are generally shorter in duration but faster in occurrence. The findings of this study have important implications for flash drought assessment, monitoring, and mitigation under the impact of heat waves.

Control of climate and physiography on runoff response behavior through use of catchment classification and machine learning.

Understanding of runoff response changes (RRC) is essential for water resource management decisions. However, there is a limited understanding of the effects of climate and landscape properties on RRC behavior. This study explored RRC behavior across controls and predictability in 1003 catchments in the contiguous United States (CONUS) using catchment classification and machine learning. Over 1000+ catchments are grouped into ten classes with similar hydrological behavior across CONUS. Indices quantifying RRC were constructed and then predicted within each class of the 10 classes and over the entire1000+ catchments using two machine learning models (random forest and CUBIST) based on 56 indicators of catchment attributes (CA) and 16 flow signatures (FS). This enabled the ranking of the important influential factors on RRC. We found that (i) CA/FS-based clusters followed the ecoregions over CONUS, and the impact of climate on RRC seemed to overlap with physiographic attributes; (ii) CUBIST outperforms the random forest model both within the cluster and over the whole domain, with a mean improvement of 39 % (depending on clusters) within clusters. Runoff sensitivity was better predicted than runoff changes; (iii) FS related to runoff ratio, average, and high flow are the most important for RRC, whereas climate (evaporation and aridity) is a secondary factor; and (iv) RRC patterns are substantial in the dominant factor space. High total changes and catchment characteristic-induced changes occurred mainly at 100°west longitude. The elasticity of climate and catchment characteristics was found to be high in spaces with high evaporation and low runoff ratios and low in spaces with low evaporation and high runoff ratios. Uncertainties existed in the number of catchments between clusters which was verified using a fuzzy clustering algorithm. We recommend that future research that clarifies the impact of uncertainty on hydrological or catchment behavior should be conducted.

Flash droughts characterization over China: From a perspective of the rapid intensification rate.

Flash droughts, with rapid onset and strong intensity, have attracted much attention in recent literature due to their devastating socio-agricultural impacts. Based on the microwave remote sensing soil moisture data released by the European Space Agency Climate Change Initiative program (ESA CCI SM), flash droughts were identified by focusing on the attenuation rate of weekly soil moisture percentile. On this basis, the spatiotemporal patterns of flash drought frequency, their evolution process combined with meteorological conditions, and the relationship with seasonal droughts were analyzed. Results showed that the frequency of flash drought occurrence over China during 2000-2016 mainly varied between 6% and 20%. Spatially, such events were most likely to occur in the northern and southern region, and the Qinghai-Tibet Plateau showed the lowest frequency of occurrence. Influenced by the complex roles of negative anomalies of precipitation and relative humidity, along with positive anomalies of potential evapotranspiration (PET) and temperature, the southwest region suffered three severe drought attacks in summer 2006. In addition, a coexisting relationship was also observed between flash droughts and seasonal droughts. Initiated by the rapid reduction of soil moisture, the northern, northeastern, southern, and southwestern areas were more vulnerable to droughts with duration no more than 12 weeks. In contrast, the southern China were likely to suffer longer periods of droughts (more than 12 weeks) in spring (April to May), while for southwestern regions such type of droughts were mainly concentrated in summer (June and July).

On the mechanisms of two composite methods for construction of multivariate drought indices.

Droughts are comprehensive and complex issues that need to be characterized from a multivariate perspective. In recent years, a number of composite indices have been proposed for drought characterization. However, rare studies have systematically compared similarities and dissimilarities of these indices, and they have provided little insights into the combination mechanisms. To address this issue, two widely used combination approaches, namely the principal component analysis (PCA) and copula based joint probability distribution were employed, with the corresponding integrated product denoted as the Aggregate Drought Index (ADI) and Joint Drought Deficit Index (JDI). Five constituents for constructing ADI and JDI were derived from the variable infiltration capacity model (VIC) monthly simulations over the Yellow River basin (YRB), China, including precipitation (P), actual evapotranspiration (ET), soil moisture of top two layers, and runoff (during 1961-2012). Results showed that the behavioral patterns of ADI and JDI may not be easily influenced by the variation of one single element, and they represented comprehensive moisture status well. A further comparison between these two composite indices suggested that ADI and JDI behaved similarly in most areas of YRB, with some dissimilarities in the source region. The particular behavior of ET was responsible for the inconsistency. Comparing to other regions, an enhanced role of potential evapotranspiration (PET) was imposed on ET in the source region, leading to a poor relationship of ET with P and other hydrological variables. Accordingly, when constructing composite drought indices, the drought information indicated by ET was more easily abandoned by ADI but reserved in JDI. This study clearly demonstrates the mechanisms of two common integrated approaches in blending different drought information, which has significant implications for composite drought indices construction and application, and potentially provides some valuable references for the improvement of monitoring techniques in future drought related researches.